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Financial Markets Authority
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#	Item
271	Fédération Européenne des Conseils et Intermédiaires Financiers 1 Add to Reading List Source URL: www.cifango.org Language: English - Date: 2014-09-24 03:09:07 Finance Business Financial regulation European Union Markets in Financial Instruments Directive European Insurance and Occupational Pensions Authority Financial Services Action Plan Undertakings for Collective Investment in Transferable Securities Directives Financial institution European Union directives Financial economics Investment
272	January 6, 2015 Introduction This year marks the tenth edition of the Regulatory and Examinations Priorities Letter. Over the past decade, we have witnessed tremendous change to firms, markets and regulation. Many chang Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-02-26 14:55:08 Finance Business Financial Industry Regulatory Authority Investment Financial services Registered representative Municipal Securities Rulemaking Board Investment banking U.S. Securities and Exchange Commission United States securities law Financial economics Self-regulatory organizations
273	Settlement & Treasury ASL’s Settlement & Treasury Solution ASL provides our members settlement services in all APCA clearing streams as well as eftpos, VISA, BPAY and Austraclear. This allows our member institutions to Add to Reading List Source URL: www.asl.com.au Language: English - Date: 2014-02-04 23:41:35 BPAY Australian Prudential Regulation Authority Clearing Financial system Bank Finance Payment systems Financial markets Financial economics
274	Microsoft Word - BEA_Minibonds repurchase scheme FAQ _English_ _18.8.2009_.… Add to Reading List Source URL: www.hkbea.com Language: English - Date: 2013-11-13 09:02:24 Economics Minibond Credit-linked note Repurchase agreement Hong Kong Monetary Authority Shanghai Commercial Bank Short Margin Bank Finance Financial economics Financial markets
275	EuSpRIG 2007 conference report Dean Buckner of the UK Financial Services Authority gave the Regulator’s View on the progress in the control of End User Computing (EUC) in the financial markets. His themes were echoed b Add to Reading List Source URL: www.eusprig.org Language: English - Date: 2009-10-16 04:34:34 Online spreadsheets Spreadsheet Collaboration Ajax Web 2.0 Web applications Microsoft Excel Google Docs Comparison of spreadsheet software Software Computing Centralized computing
276	January 2013 The Model Code The Model Code is designed to have global application to over-the-counter (OTC) professional financial product markets. The scope is wide-ranging, and the diversity of markets and products n Add to Reading List Source URL: www.eurobase.com Language: English - Date: 2013-07-17 08:32:43 Business Foreign exchange market Electronic trading Mark-to-market accounting Financial Services Authority STAMP ACI the Financial Markets Association Financial markets Finance Financial economics
277	Policy briefing January 2015 FCA Finalised Guidance to Clarify Financial Advice Boundaries Following a guidance consultation last summer, the Financial Conduct Authority last week issued its finalised Add to Reading List Source URL: www.cii.co.uk Language: English - Date: 2015-01-30 11:11:04 Financial regulation Financial markets European Union Markets in Financial Instruments Directive Financial adviser Advice Collective investment scheme Online shopping Financial economics Investment Finance
278	Report on the Australian OTC Derivatives Market July 2013 Australian Prudential Regulation Authority Australian Securities and Investments Commission Reserve Bank of Australia Add to Reading List Source URL: www.cfr.gov.au Language: English - Date: 2013-07-15 22:00:10 Stock market Financial markets Over-the-counter Derivative Trade Repository Australian Securities and Investments Commission Exchange Australian Prudential Regulation Authority Commodity Futures Modernization Act Financial economics Investment Financial system
279	EU Commission Conference on the Market Abuse Directive (MAD) Brussels, 12 November 2008 Summary of discussion This is an informal summary and does not represent the views of the European Commission. Not all comments/ques Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 10:55:44 Economics Finance European Union Financial regulation Markets in Financial Instruments Directive Insider trading Financial Services Authority Financial Services Action Plan Financial system Financial markets European Union directives
280	Wednesday, 29th August, 2012 The Official Gazette Published by Authority Vol. XLVI Add to Reading List Source URL: www.gov.ms Language: English - Date: 2012-09-14 16:24:50 Law Penal Code Customs officer Financial Services and Markets Act Criminal law of Singapore

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